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Job Details
Specialist: Compliance (Insurance) |
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Location: East London | Salary / Range: R30 500 per month | Posted On: May 16, 2017
Key Skills :
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Qualification :
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Job Function : Permanent
Vacancy :
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Position: Permanent
Job Description:

Our client in the Insurance industry is seeking a Specialist: Compliance to join their team. We are inviting applicants from suitably qualified persons to apply. 


Should you meet the above requirements, please email your CV to - Copy of ID, qualifications and latest payslip

Duties & Responsibilities:


1. Contribute to the efficient and effective functioning of Compliance Function

  • Assist manager to ensure that compliance function are in compliance with law and industry and regulatory body requirements.
  • Promote prevention of legal and regulatory risk in the company. 
  • Maintain efficient and effective operations in Compliance.
  • Validate that policies and procedures with regards to Compliance Function are being adhered to.
  • Oversee the debarment processes are being adhered to within the Group.


2. Attend to regulatory and client compliants

  • Assist with investigation of regulatory and clients compliants (Ombudsman cases)


3. Responsible for Compliance Monitoring and Reporting

  • Monitor compliance risk, policies and procedures at Head Office and branches.
  • Complete monitoring reports for Compliance Manager.
  • Provide overall compliance assistance, guidance and advice to the Group.
  • Contribute to the development of compliance risk management plans.
  • Contribute to the completion of compliance reporting (internal and regulatory). 


4. Provide Training and Awareness on Compliance

  •  Create awareness in the Group of Companies with law requirements.
  • Inform employees about relevant compliance matters.
  • Develop, educate and enabling healthy and business orientated compliance culture.

Minimum Requirements MUST HAVE 


1. Formal Education:

  • Relevant Legal Degree/Diploma
  • LLB Degree is Non-negotiable 

2. Technical/Legal Certification

  • Compliance Certificate 

3. Experience

  • 2 - 3 years’ Experience in long term insurance
  • 2 - 3 years' Experience in Risk Management and Compliance 
  • 2 - 3 years' Experience in the Insurance Industry  

4. Knowledge

  • Legislation: LTIA, FAIS, FICA, Companies Act, NCA, CPA, STI
  • CISA Accreditation requirement 

5. Skills

  • Drafting of Letters and Agreements

Salary: R30 500-00 CTC p.m.  

EE Position

  • The candidate will be required to travel to branches in the Eastern Cape area
  • The candidate must have a drivers licence
  • There will be a company car, the candidate will be sharing it with the Forensic Specialist 


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